Sunday, January 13, 2013

Moving the EU Forward with a Different Approach. Why the Lisbon Treaty is actually a step forward for Europe’s Security and Sense of Self


The Lisbon Treaty, What is it Good For? 

As of late, there have been numerous attempts by many to categorize the current EU situation as one of disarray and general chaos. While the outlook is not as cheerful as it may have been 10 or arguably five years ago, I'm still rather inclined to believe that the EU has life yet. Certainly, the Treaty of Lisbon has created a basis for the next chapter of EU history to be written, ironically on a subject few have dared to explore in the last 40 years. In this paper, I will argue that the Treaty of Lisbon does very well to advance European Security in three ways; turning the EU into one legal body increasing the efficiency of foreign relations, creating the External Action Service to better place the EU to the rest of the world, and finally putting defense and security in the EU conversation. By putting EU foreign relations and security at a new genesis point, the EU has the potential to craft a new mission of global peace and to preserve the values it has already acquired.

Legal Efficacy; Turning the EU Whole

The treaty itself begins to shape EU foreign policy at the very core of its structural level by condensing all three older pillars of EU governance into one legal body. What this basically means is that up until the Lisbon Treaty, EU foreign policy (CFSP) was considered a separate body from all European Communities, as well as strangely the Police and Judicial Cooperation Pillar. The CFSP's detachment prior to the Lisbon Treaty created "an uncertain international status" (Verola) stemming from the lack of a coherent message. On its own, the CFSP was rather vaguely tasked with trying to encourage member states to develop similar foreign policy if only to try to streamline interactions with other member states and most importantly not create unnecessary conflicts.

Clearly, this was in no way an effective method at actually establishing a foreign policy of any kind. Although the member states reserved the right to create their own foreign policies and establish national strategy as they do today, using the CFSP as a type of registrar for the member states made it a misnomer at best for European solidarity and security. Although the CFSP was able to try to draw member states into a coherent European international message, "there [were] no legal sanctions for failing to comply with common positions" (Hix and Høyland). By integrating the CFSP into the "single pillar system" under the Lisbon Treaty, it gives the EU a greater command over determining common foreign policy, both figurative and practical.

The former comes in the form of creating a framework for actual policy making and accountability on the member states, like the solidarity clause which considers an attack on any member state as an attack on the consolidated EU body. The latter takes shape in international talks, as the EU is no longer an observer to the United Nations but is now a member with speaking privileges (Council Spokesperson Legal Service ESDP Missions, 7/20/2011) as it is one whole legal body. The streamlining that is made because of the Lisbon treaty is rather immense compared to the vision of the Maastricht Treaty 10 years ago.

External Action Service: The Legitimization of EU Foreign Affairs

Perhaps the most controversial (at least at the moment) aspect of the Lisbon Treaty relies around the creation of the External Action Service. This separate new institution takes the place of the old CFSP pillar in the sense that it has many of the original CFSP goals and responsibilities still apply to the EAS. The difference however is that the EAS is given through the Lisbon treaty the ability to act as a "diplomatic service" (Hix & Høyland) which the former CFSP could not, even with the Amsterdam revisions proposed in 1999. As the EAS is run by an appointed High Representative directly from the Council under consultation from the Commission, its position is one that like the CFSP relates to the member states, but still serves the EU's common interests.

The EAS is therefore a new understanding, much like the "pillar restructuring", to the responsibilities of the EU specifically in the area of foreign policy. It is designed to not open itself up to the same criticism as the CFSP for being too divided or not as important as the first pillar was (Hobbing, 7/19/2011). Its new powers clearly move it into the direction of greater autonomy. Proof of this very fact can be seen in the controversy it has managed to stir in its bureaucratic infancy. Lady Catherine Ashton who serves as Vice-President of the Commission as well as High Representative for the EAS has received her fair share of criticism for not upholding the "right of initiative" (Verola) aspect of her post [1]

Because she is acting in part to accommodate the needs of the Council of the EU, her job consists of checking off with all member states regarding any critical issue, making emergency situations very difficult to deal with in terms of responding within a given time frame. An example of this was the backlash she received for not taking a more publicly active role after the Haiti Earthquake in 2010 (Bork) even though her interaction with U.S Secretary of State Hillary Clinton advised her to simply send aid rather than an envoy. Yet that in itself still does outline the responsibilities to the member states that in some sense hinder the actions of the EAS. However, I still maintain that the foundation of the EAS, even with the oversight of the member states is a great leap forward in EU foreign policy and understanding EU involvement abroad. The EU has a track record of many international involvements regarding peaceful and humanitarian operations (Hix), so there is no problem of will.

The problem that does exist is the public relations problem of not having a main face of EU foreign policy which plagues most of the EU itself. There are some main advantages to having created the EAS that will work to reverse this problem. The first comes straight from the politics involved in choosing the high representative. Because both the Council and the Commission have a say in deciding the High Representative, the opportunity for political theatre over a position that will inevitably need to stick to a common script down the line provides a public relations win for the whole of the EU, and gives a major boost to the reception of EU foreign policy amongst those in or outside of the EU. A second advantage is the very fact that there is now a figurehead at the top of the EAS that can actually be referred to for any foreign relation problem, specifically any crises that may arise. The stock of presidents that the EU currently has for the Presidency, sitting President of the Council, or President of the Commission is acceptable (not necessarily ideal however) for internal issues that can allow for time to pass before their resolution (things such as trade or commerce laws).

Foreign policy however needs to be able to respond much more quickly and with a certain gravitas in order to claim legitimacy. The EAS helps this need out by creating a framework for all future foreign relations communications to come out quickly and efficiently. Much is said about Lady Ashton currently having to be approved by all the member states before making an announcement and therefore slowing down the process (Cirtautas, 8/1/2011) but that is because there is very little precedent to jump off of at the moment. Because the EAS is tasked to package and categorize common EU foreign policy interests, every outside stimuli adds another piece of information to the greater common EU knowledge base, making every action after the other much easier to digest and react to. Unless there are serious upheavals in member states' governments and ideas regarding foreign policy, the common EU policy will continue to dictate a general first response on the part of the EAS.

Beyond Legal Unity

The most striking of the Lisbon Treaty change is, like most attempts by the EU to gain legitimacy, symbolic in nature. What the combined efforts of the legal merger of the three Maastricht Pillars and the creation of the EAS generate is an environment to fit what over the last decade has become a louder aspect of the EU; combined security efforts. During the Cold War, European Security never became a great issue because of NATO's presence and the one clear Russian threat. However, ever since the Soviet Collapse and the European "military enlightenment" that was the Kosovo Mission in 1999 (Pinder), the topic of European Defense became harder to ignore. This is emphasized by the level of commitment every new mission has received on the part of the EU in terms of sheer numbers of volunteers sent in, both civilian and military (Keukeleire).

By merging the CFSP into the rest of the EU, the Lisbon Treaty legally ties foreign relations with security and defense as one whole body under the communication of the EAS. The result is a combination of both CFSP and ESDP efforts under one legal entity (Pirozzi & Sandawi). Although the immediate effects are bureaucratic in nature, the possibilities that this bond creates for future EU foreign policy is an enticing and unpredictable development. For the first time the EU can begin to better articulate its humanitarian missions; more importantly it may see an initiative that is key to EAS policy and could bolster it with direct involvement of its security efforts. It also makes the EU more prepared to deal with conflicts that could possibly arise on Europe's front door like the Arab Spring or oddly enough territorial rights to the Arctic (Nemitz, 7/18/2011) which could call upon a simultaneous deployment of both diplomats and humanitarian forces/ peacekeepers.

The Lisbon Treaty is in no way however creating a NATO alternative. Although many question its use or identity in the years after the fall of the Soviet Union (Economist), its existence is not short lived in the European Defense psyche. The rise of right wing governments and public sentiments in the member states is an early indication that NATO will continue to play a large role in regional stability for years to come. But the EU is now on the path of being able to provide perhaps not a substitute to NATO but a corollary EU defense policy similar to that of the Pleven and Fouchet plans (Keukeleire).

But is it a Real Change from Business as Usual?

So the Lisbon Treaty does manage to make certainly significant changes to the previous foreign policy and defense structure of the EU. But the worrying prospect for most is not so much that a change has occurred, but rather the way in which it has occurred. Effectively merging the EAS and ESDP under a common directive is a good idea; more consolidation leads to more efficacy. But only to a certain extent. The EAS functions much like the U.S State Department (as a diplomatic wing) while the ESDP functions instead like the U.S Department of Defense (as a military wing). Although connected, both are departments that require huge amounts of dedication and effort just to be run separately; the merging of the pillars under the Lisbon Treaty then seems to have actually caused more strain on both wings because of a quantifiable lack of leadership and direction because only one High Representative chairs both.

If the Lisbon Treaty really was aiming for efficacy and streamlining, a more rational method of combining forces could have been to still create an EAS that focused on centralizing European foreign policy by overseeing both the former CFSP and ESDP, without having to actively chair both. The pillars as they were could have been given separate legal status so that they could effectively have the same powers they do now, but maintain the internal structure and policies that they had beforehand. With enhanced powers, enhanced legal status, and an office from the Commission that worked to consolidate the work and not the agencies, the Lisbon Treaty could have avoided many hassles that are beginning to appear after its inception.

One Must Learn to Walk Before Running

The question of efficacy though is perhaps skewed by a difference in understanding what the Lisbon Treaty was created to do. Undoubtedly the Lisbon Treaty sought efficacy, but there is a stronger case to believe that it sought progress. The merging of the "two pillars" was not a decision stemming from luxury or governmental aesthetics, nor was it simply to give legal status to a wing of foreign affairs. It clearly was an attempt to promote a rethinking of European foreign affairs and security by showing that the two disciplines were not and should not be so far apart. Again, the discussion currently relates around the idea of EU collapse or EU irrelevancy.

These problems are not solved by marginally increasing powers to certain facets of government; they are solved by approaching the question of government in a different light. When Keukeleire entitles his chapter with the words "From Taboo to a Spearhead of EU Foreign Policy", he is not using rhetoric to make his article stand out, he is describing a recent reality. In order for the EU to remain relevant, it must begin to play a much more active and centralized role on the world stage and that particular endeavor begins by creating a face for the EU; the EAS. Some questions about Lady Ashton and her leadership still remain. She perhaps has acted as a catalyst for the argument that the position as head of the EAS is too overreaching and too overbearing for one individual by her missteps (EU) and misrepresentations in the media (EUX.TV). But her less than perfect performance can be simply attributed to the political choice made to appoint her by not the Commission but instead the 27 member states who would rather see the EAS limited in centralizing foreign affairs and defense (BBC).

Regardless, the structure put in place by the Treaty of Lisbon is one that is as symbolic as it is progressive. For the EU, the coupling of the former CFSP and ESDP was seen as much more necessary than organizational efficacy. Historically speaking, many of the current EU institutions began as weakened versions of the current lot, once destined to be either irrelevant or short lived. But like the Parliament and the European Court of Justice, the EAS will be justified and then later expanded to accommodate the new responsibilities.

What is the Lisbon Treaty Good For? Why, the Future of the Whole EU.

The Treaty of Lisbon did not mean to impose a "silver bullet" for the foreign affairs question of the EU. Treading on the grounds of foreign affairs and security has always been a difficult affair when negotiating with the member states. Their claims of sovereignty are still very loud and rarely challenged by any EU institution (Chmielewski), making solidarity in any EU centralization effort very difficult. It instead was chartered to introduce this new way of thinking, and most importantly legally setting it as precedent that the EU was going to take foreign affairs and security as a more central mission than before. Because of this, even the structural setbacks of the Lisbon Treaty do not hinder it from being a true step forward for European integration.

Works Cited
Ashton, C. (2011). A world built on co-operation, sovereignty, democracy and stability. Corvinus University. Budapest: European Union.

BBC . (2009, November 20). EU foreign head dismisses critics. Retrieved August 5, 2011, from BBC News: http://news.bbc.co.uk/2/hi/europe/8367589.stm

Bork, J. (2011). The European Union - A General Introduction to the EU. Brussels: EU Commission.
Chmielewski, K. (2011, August 4). Visit to the Polish Permanent Presidency 2011. (U. 2. Program, & A. Regio, Interviewers)

Council Spokespoerson Legal Service ESDP Missions. (2011). Discussion about the Council of the EU. Brussels: Council of the EU.

EUXTV. (2009, November 20). Ashton Grilled by Media on Qualifications as EU Foreign Minister. Brussels, Belgium.

Hix, S., & Hoyland, B. (2011). The Political System of the European Union. New York: Palgrave McMillan.

Hobbing, P. (2011). Brussels Basics. EU Symposium 2011. Brussels.

Keukeleire, S. (2010). European Security and Defense Policy: From Taboo to a Spearhead of EU Foreign Policy. In F. Bindi, The Foreign Policy of the European Union (pp. 51-72). Washington D.C: The Brookings Institute.

Nemitz, P. (2011). Integrated Maritime Policy. EU Symposium 2011. Brussels.

Pinder, J., & Usherwood, S. (2007). The European Union: A Very Short Introduction. Oxford: Oxford Press New York.

Pirozzi, N., & Sandawi, S. (2008). Five Years of ESDP in Action: Operations, Trends, Shortfalls". European Security Review, 39, pp. 14-17.

Verola, N. (2010). The New EU Foreign Policy under the Treaty of Lisbon. In F. Bindi, The Foreign Policy of the European Union (pp. 41-50). Washington D.C: The Brookings Institution.




[1] The “right of initiative” basically prescribes a vaguely based right of autonomy within EAS proceedings and policy making. This grants the independence that the EAS needs in order to be a leading force of foreign affairs.  

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